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The End of History?
Francis Fukuyama
The National Interest, Summer 1989, pp.
3-18
IN WATCHING the flow of events over the past decade or
so, it is hard to avoid the feeling that something very
fundamental has happened in world history. The past year has
seen a flood of articles commemorating the end of the Cold
War, and the fact that "peace" seems to be breaking out in
many regions of the world. Most of these analyses lack any
larger conceptual framework for distinguishing between what
is essential and what is contingent or accidental in world
history, and are predictably superficial. If Mr. Gorbachev
were ousted from the Kremlin or a new Ayatollah proclaimed
the millennium from a desolate Middle Eastern capital, these
same commentators would scramble to announce the rebirth of
a new era of conflict.
And yet, all of these people sense dimly that there is
some larger process at work, a process that gives coherence
and order to the daily headlines. The twentieth century saw
the developed world descend into a paroxysm of ideological
violence, as liberalism contended first with the remnants of
absolutism, then bolshevism and fascism, and finally an
updated Marxism that threatened to lead to the ultimate
apocalypse of nuclear war. But the century that began full
of self-confidence in the ultimate triumph of Western
liberal democracy seems at its close to be returning full
circle to where it started: not to an "end of ideology" or a
convergence between capitalism and socialism, as earlier
predicted, but to an unabashed victory of economic and
political liberalism.
The triumph of the West, of the Western idea, is
evident first of all in the total exhaustion of viable
systematic alternatives to Western liberalism. In the past
decade, there have been unmistakable changes in the
intellectual climate of the world's two largest communist
countries, and the beginnings of significant reform
movements in both. But this phenomenon extends beyond high
politics and it can be seen also in the ineluctable spread
of consumerist Western culture in such diverse contexts as
the peasants' markets and color television sets now
omnipresent throughout China, the cooperative restaurants
and clothing stores opened in the past year in Moscow, the
Beethoven piped into Japanese department stores, and the
rock music enjoyed alike in Prague, Rangoon, and Tehran.
[End of page 3]
What we may be witnessing is not just the end of the
Cold War, or the passing of a particular period of postwar
history, but the end of history as such: that is, the end
point of mankind's ideological evolution and the
universalization of Western liberal democracy as the final
form of human government. This is not to say that there will
no longer be events to fill the pages of Foreign Affairs's
yearly summaries of international relations, for the victory
of liberalism has occurred primarily in the realm of ideas
or consciousness and is as yet incomplete in the real or
material world. But there are powerful reasons for believing
that it is the ideal that will govern the material world in
the long run. To understand how this is so, we must first
consider some theoretical issues concerning the nature of
historical change.
I.
THE NOTION of the end of history is not an original
one. Its best known propagator was Karl Marx, who believed
that the direction of historical development was a
purposeful one determined by the interplay of material
forces, and would come to an end only with the achievement
of a communist utopia that would finally resolve all prior
contradictions. But the concept of history as a dialectical
process with a beginning, a middle, and an end was borrowed
by Marx from his great German predecessor, Georg Wilhelm
Friedrich Hegel.
For better or worse, much of Hegel's historicism has
become part of our contemporary intellectual baggage. The
notion that mankind has progressed through a series of
primitive stages of consciousness on his path to the
present, and that these stages corresponded to concrete
forms of social organization, such as tribal, slave-owning,
theocratic, and finally democratic-egalitarian societies,
has become inseparable from the modern understanding of man.
Hegel was the first philosopher to speak the language of
modern social science, insofar as man for him was the
product of his concrete historical and social environment
and not, as earlier natural right theorists would have it, a
collection of more or less bed "natural" attributes. The
mastery and trans. formation of man's natural environment
through the application of science and technology was
originally not a Marxist concept, but a Hegelian one. Unlike
later historicists whose historical relativism degenerated
into relativism tout court, however, Hegel believed that
history culminated in an absolute moment--a moment in which
a final, rational form of society and state became
victorious.
It is Hegel's misfortune to be known now primarily as
Marx's precursor, and it is our misfortune that few of us
are familiar with Hegel's work from direct study, but only
as it has been filtered through the distorting lens of
Marxism. In France, however, there has been an effort to
save Hegel from his Marxist interpreters and to resurrect
him as the philosopher who most correctly speaks to our
time. Among those modern French interpreters of Hegel, the
greatest was certainly Alexandre Kojeve, a brilliant Russian
emigre who taught a highly influential series of seminars in
Paris in the 1930s at the Ecole Practique des Hautes Etudes.
While largely unknown in the United States, Kojeve had a
major impact on the intellectual life of the continent.
Among his students ranged such future luminaries as
Jean-Paul Sartre on the Left and Raymond Aron on the Right;
postwar existentialism borrowed many of its basic categories
from Hegel via Kojeve.
Kojeve sought to resurrect the Hegel of the
Phenomenology of Mind, the Hegel who proclaimed history to
be at an end in 1806. For as early as this Hegel saw in
Napoleon's defeat of the Prussian monarchy at the Battle of
Jena the victory of the ideals of the French Revolution
[End of page 4], and the imminent universalization
of the state incorporating the principles of liberty and
equality. Kojeve, far from rejecting Hegel in light of the
turbulent events of the next century and a half, insisted
that the latter had been essentially correct. The Battle of
Jena marked the end of history because it was at that point
that the vanguard of humanity (a term quite familiar to
Marxists) actualized the principles of the French
Revolution. While there was considerable work to be done
after 1806-abolishing slavery and the slave trade, extending
the franchise to workers, women, blacks, and other racial
minorities, etc.-the basic principles of the liberal
democratic state could not be improved upon. The two world
wars in this century and their attendant revolutions and
upheavals simply had the effect of extending those
principles spatially, such that the various provinces of
human civilization were brought up to the level of its most
advanced outposts, and of forcing those societies in Europe
and North America at the vanguard of civilization to
implement their liberalism more fully.
The state that emerges at the end of history is
liberal insofar as it recognizes and protects through a
system of law man's universal right to freedom, and
democratic insofar as it exists only with the consent of the
governed. For Kojeve, this so-called "universal homogenous
state" found real-life embodiment in the countries of
postwar Western Europe precisely those flabby, prosperous,
self-satisfied, inward-looking, weak-willed states whose
grandest project was nothing more heroic than the creation
of the Common Market. But this was only to be expected. For
human history and the conflict that characterized it was
based on the existence of "contradictions"; primitive man's
quest for mutual recognition, the dialectic of the master
and slave, the transformation and mastery of nature, the
struggle for the universal recognition of rights, and the
dichotomy between proletarian and capitalist. But in the
universal homogenous state, all prior contradictions are
resolved and all human needs are satisfied. There is no
struggle or conflict over "large" issues, and consequently
no need for generals or statesmen; what remains is primarily
economic activity. And indeed, Kojeve's life was consistent
with his teaching. Believing that there was no more work for
philosophers as well, since Hegel (correctly understood) had
already achieved absolute knowledge, Kojeve left teaching
after the war and spent the remainder of his life working as
a bureaucrat in the European Economic Community, until his
death in 1968.
To his contemporaries at mid-century, Kojeve's
proclamation of the end of history must have seemed like the
typical eccentric solipsism of a French intellectual, coming
as it did on the heels of World War II and at the very
height of the Cold War. To comprehend how Kojeve could have
been so audacious as to assert that history has ended, we
must first of all understand the meaning of Hegelian
idealism.
II.
FOR HEGEL, the contradictions that drive history exist
first of all in the realm of human consciousness, i.e. on
the level of ideas-not the trivial election year proposals
of American politicians, but ideas in the sense of large
unifying world views that might best be understood under the
rubric of ideology. Ideology in this sense is not restricted
to the secular and explicit political doctrines we usually
associate with the term, but can include religion, culture,
and the complex [End of page 5] of moral values
underlying any society as well.
Hegel's view of the relationship between the ideal and
the real or material worlds was an extremely complicated
one, beginning with the fact that for him the distinction
between the two was only apparent. He did not believe that
the real world conformed or could be made to conform to
ideological preconceptions of philosophy professors in any
simpleminded way, or that the "material" world could not
impinge on the ideal. Indeed, Hegel the professor was
temporarily thrown out of work as a result of a very
material event, the Battle of Jena. But while Hegel's
writing and thinking could be stopped by a bullet from the
material world, the hand on the trigger of the gun was
motivated in turn by the ideas of liberty and equality that
had driven the French Revolution.
For Hegel, all human behavior in the material world,
and hence all human history, is rooted in a prior state of
consciousness-an idea similar to the one expressed by John
Maynard Keynes when he said that the views of men of affairs
were usually derived from defunct economists and academic
scribblers of earlier generations. This consciousness may
not be explicit and self-aware, as are modern political
doctrines, but may rather take the form of religion or
simple cultural or moral habits. And yet this realm of
consciousness in the long run necessarily becomes manifest
in the material world, indeed creates the material world in
its own image. Consciousness is cause and not effect, and
can develop autonomously from the material world; hence the
real subtext underlying the apparent jumble of current
events is the history of ideology. Hegel's idealism has
fared poorly at the hands of later thinkers. Marx reversed
the priority of the real and the ideal completely,
relegating the entire realm of consciousness, religion, art,
culture, philosophy itself to a "superstructure" that was
determined entirely by the prevailing material mode of
production. Yet another unfortunate legacy of Marxism is our
tendency to retreat into materialist or utilitarian
explanations of political or historical phenomena, and our
disinclination to believe in the autonomous power of ideas.
A recent example of this is Paul Kennedy's hugely successful
The Rise and Fall of the Great Powers, which ascribes the
decline of great powers to simple economic overextension.
Obviously, this is true on some level: an empire whose
economy is barely above the level of subsistence cannot
bankrupt its treasury indefinitely. But whether a highly
productive modern industrial society chooses to spend 3 or 7
percent of its GNP on defense rather than consumption is
entirely a matter of that society's political priorities,
which are in turn determined in the realm of
consciousness.
The materialist bias of modern thought is
characteristic not only of people on the Left who may be
sympathetic to Marxism, but of many passionate anti-Marxists
as well Indeed, there is on the Right what one might label
the Wall Street Journal school of deterministic materialism
that discounts the importance of [End of page 6]
ideology and culture and sees man as essentially a rational,
profit-maximizing individual. It is precisely this kind of
individual and his pursuit of material incentives that is
posited as the basis for economic life as such in economic
textbooks. One small example will illustrate the problematic
character of such materialist views.
Max Weber begins his famous book, The Protestant Ethic
and the Spirit of Capitalism, by noting the different
economic performance of Protestant and Catholic communities
throughout Europe and America, summed up in the proverb that
Protestants eat well while Catholics sleep well. Weber notes
that according to any economic theory that Posited man as a
rational profit-maximizer, raising the piece-work rate
should increase labor productivity. But in fact, in many
traditional peasant communities, raising the piece-work rate
actually had the opposite effect of lowering labor
productivity: at the higher rate, a peasant accustomed to
earning two and one-half marks per day found he could earn
the same amount by working less, and did so because he
valued leisure more than income. The choices of leisure over
income, or of the militaristic life of the Spartan hoplite
over the wealth of the Athenian trader, or even the ascetic
life of the
I early capitalist entrepreneur Over that of a
traditional leisured aristocrat, cannot possibly be
explained by the impersonal working of material forces, but
come preeminently out of the sphere of consciousness-what we
have labeled here broadly as ideology. And indeed, a central
theme of Weber's work was to prove that contrary to Marx,
the material mode of production, far from being the "base,"
was itself a "superstructure" with roots in religion and
culture, and that to understand the emergence of modern
capitalism and the profit motive one had to study their
antecedents in the realm of the spirit.
As we look around the contemporary world, the poverty
of materialist theories of economic development is all too
apparent.
The Wall Street Journal school of deterministic
materialism habitually points to the stunning economic
success of Asia in the past few decades as evidence of the
viability of free market economics, with the implication
that all societies would see similar development were they
simply to allow their populations to pursue their material
self-interest freely. Surely free markets and stable
political systems are
I necessary precondition to capitalist economic
growth. But just as surely the cultural heritage of those
Far Eastern societies, the ethic f work and saving and
family, a religious heritage that does not, like Islam,
place restrictions on certain forms of economic behavior,
and other deeply ingrained moral qualities, are equally
important in explaining their economic performance. And yet
the intellectual weight of materialism is such that not a
single respectable contemporary theory of economic
development addresses consciousness and culture seriously as
the matrix within which economic behavior is formed.
FAILURE to understand that the roots of economic
behavior lie in the realm of consciousness and culture leads
to the common mistake of attributing material causes to
phenomena that are essentially ideal in nature. For example,
it is commonplace in the West to interpret the reform
movements first in China and most recently in the Soviet
Union as the victory of the material over the ideal-that is,
a recognition that ideological incentives could not replace
material ones in stimulating a highly productive modern
economy, and that if one wanted to prosper one had to appeal
to baser forms of self-interest. But the deep defects of
socialist economies were evident thirty or forty years ago
to anyone who chose to look. Why was it that these countries
moved away from central planning only in the 1980s? The
answer must be found in the consciousness of the elites and
leaders ruling them, who decided to opt for the "Protestant"
life of wealth and risk over the "Catholic" path of poverty
and security. That [End of page 9] change was in no
way made inevitable by the material conditions in which
either country found itself on the eve of the reform, but
instead came about as the result of the victory of one idea
over another.
For Kojeve, as for all good Hegelians, understanding
the underlying processes of history requires understanding
developments in the realm of consciousness or ideas, since
consciousness will ultimately remake the material world in
its own image. To say that history ended in 1806 meant that
mankind's ideological evolution ended in the ideals of the
French or American Revolutions: while particular regimes in
the real world might not implement these ideals fully, their
theoretical truth is absolute and could not be improved
upon. Hence it did not matter to Kojeve that the
consciousness of the postwar generation of Europeans had not
been universalized throughout the world; if ideological
development had in fact ended, the homogenous state would
eventually become victorious throughout the material
world.
I have neither the space nor, frankly, the ability to
defend in depth Hegel's radical idealist perspective. The
issue is not whether Hegel's system was right, but whether
his perspective might uncover the problematic nature of many
materialist explanations we often take for granted. This is
not to deny the role of material factors as such. To a
literal minded idealist, human society can be built around
any arbitrary set of principles regard. less of their
relationship to the material world. And in fact men have
proven themselves able to endure the most extreme material
hard. ships in the name of ideas that exist in the realm of
the spirit alone, be it the divinity of cows or the nature
of the Holy Trinity.
But while man's very perception of the material world
is shaped by his historical consciousness of it, the
material world can clearly affect in return the viability of
a particular state of consciousness. In particular, the
spectacular abundance of advanced liberal economies and the
infinitely diverse consumer culture made possible by them
seem to both foster and preserve liberalism in the political
sphere. I want to avoid the materialist determinism that
says that liberal economics inevitably produces liberal
politics, because I believe that both economics and politics
presuppose an autonomous prior state of consciousness that
makes them possible. But that state of consciousness that
permits the growth of liberalism seems to stabilize in the
way one would expect at the end of history if it is
underwritten by the abundance of a modern free market
economy. We might summarize the content of the universal
homogenous state as liberal democracy in the political
sphere combined with easy access to VCRs and stereos in the
economic.
III.
HAVE WE in fact reached the end of history? Are there,
in other words, any fundamental "contradictions" in human
life that cannot be resolved in the context of modern
liberalism, that would be resolvable by an alternative
political-economic structure? If we accept the idealist
premises [End of page 8] laid out above, we must
seek an answer to this question in the realm of ideology and
consciousness. Our task is not to answer exhaustively the
challenges to liberalism promoted by every crackpot messiah
around the world, but only those that are embodied in
important social or political forces and movements, and
which are therefore part of world history. For our purposes,
it matters very little what strange thoughts occur to people
in Albania or Burkina Faso, for we are interested in What
one could in some sense call the common ideo. logical
heritage of mankind.
In the past century, there have been two major
challenges to liberalism, those of fascism and of communism.
The former saw the political weakness, materialism, anomie,
and lack of community of the West as fundamental
contradictions in liberal societies that could only be
resolved by a strong state that forged a new "people" on the
basis of national exclusiveness. Fascism was destroyed as a
living ideology by World War II. This was a defeat, of
course, on a very material level, but it amounted to a
defeat of the idea as well. What destroyed fascism as an
idea was not universal moral revulsion against it, since
plenty of people were willing to endorse the idea as long as
it seemed the wave of the future, but its lack of success.
After the war, it seemed to most people that German fascism
as well as its other European and Asian variants were bound
to self-destruct. There was no material reason why new
fascist movements could not have sprung up again after the
war in other locales, but for the fact that expansionist
ultranationalism, with its promise of unending conflict
leading to disastrous military defeat, had completely lost
its appeal.
The ruins of the Reich chancellory as well as the
atomic bombs dropped on Hiroshima and Nagasaki killed this
ideology on the level of consciousness as well as
materially, and all of the proto-fascist movements spawned
by the German and Japanese examples like the Peronist
movement in Argentina or Subhas Chandra Bose's Indian
National Army withered after the war.
The ideological challenge mounted by the other great
alternative to liberalism, communism, was far more serious.
Marx, speaking Hegel's language, asserted that liberal
society contained a fundamental contradiction that could not
be resolved within its context, that between capital and
labor and this contradiction has constituted the chief
accusation against liberalism ever since. But surely, the
class issue has actually been successfully resolved in the
West. As Kojeve (among others) noted, the egalitarianism of
modern America represents the essential achievement of the
classless society envisioned by Marx. This is not to say
that there are not rich people and poor people in the United
States, or that the gap between them has not grown in recent
years. But the root causes of economic inequality do not
have to do with the underlying legal and social structure of
out society, which remains fundamentally egalitarian and
moderately redistributionist, so much as with the cultural
and social characteristics of the groups that make it up,
which are in turn the historical legacy of premodern
conditions. Thus black poverty in the United States is not
the inherent product of liberalism, but is rather the
"legacy of slavery and racism" which persisted long after
the formal abolition of slavery.
As a result of the receding of the class issue, the
appeal of communism in the developed Western world, it is
safe to say, is lower [End of page 9] today than any
time since the end of the First World War. This can be
measured in any number of ways: in the declining membership
and electoral pull of the major European communist parties,
and their overtly revisionist programs; in the corresponding
electoral success of conservative parties from Britain and
Germany to the United States and Japan, which are
unabashedly pro-market and antistatist; and in an
intellectual climate whose most "advanced" members no longer
believe that bourgeois society is something that ultimately
needs to be overcome. This is not to say that the opinions
of progressive intellectuals in Western countries are not
deeply pathological in any number of ways. But those who
believe that the future must inevitably be socialist tend to
be very old, or very marginal to the real political
discourse of their societies.
ONE MAY argue that the socialist alternative was never
terribly plausible for the North Atlantic world, and was
sustained for the last several decades primarily by its
success outside of this region. But it is precisely in the
non-European world that one is most struck by the occurrence
of major ideological transformations. Surely the most
remarkable changes have occurred in Asia. Due to the
strength and adaptability of the indigenous cultures there,
Asia became a battleground for a variety of imported Western
ideologies early in this century. Liberalism in Asia was a
very weak reed in the period after World War I; it is easy
today to forget how gloomy Asia's political future looked as
recently as ten or fifteen years ago. It is easy to forget
as well how momentous the outcome of Asian ideological
struggles seemed for world political development as a
whole.
The first Asian alternative to liberalism to be
decisively defeated was the fascist one represented by
Imperial Japan. Japanese fascism (like its German version)
was defeated by the force of American arms in the Pacific
war, and liberal democracy was imposed on Japan by a
victorious United States. Western capitalism and political
liberalism when transplanted to Japan were adapted and
transformed by the Japanese in such a way as to be scarcely
recognizable. Many Americans are now aware that Japanese
industrial organization is very different from that
prevailing in the United States or Europe, and it is
questionable what relationship the factional maneuvering
that takes place with the governing Liberal Democratic Party
bears to democracy. Nonetheless, the very fact that the
essential elements of economic and political liberalism have
been so successfully grafted onto uniquely Japanese
traditions and institutions guarantees their survival in the
long run. More important is the contribution that Japan has
made in turn to world history by following in the footsteps
of the United States to create a truly universal consumer
culture that has become both a symbol and an underpinning of
the universal homogenous state. V.S. Naipaul travelling in
Khomeini's Iran shortly after the revolution noted the
omnipresent signs advertising the products of Sony, Hitachi,
and JVC, whose appeal remained virtually irresistible and
gave the lie to the regime's pretensions of restoring a
state based on the rule of the Shariah. Desire for access to
the consumer culture, created in large measure by Japan, has
played a crucial role in fostering the spread of economic
liberalism throughout Asia, and hence in promoting political
liberalism as well.
The economic success of the other newly
industrializing countries (NICs) in Asia following on the
example of Japan is by now a familiar story. What is
important from a Hegelian standpoint is that political
liberalism has been following economic liberalism, more
slowly than many had hoped but with seeming inevitability.
Here again we see the [End of page 10] victory of
the idea of the universal homogenous state. South Korea had
developed into a modern, urbanized society with an
increasingly large and well-educated middle class that could
not possibly be isolated from the larger democratic trends
around them. Under these circumstances it seemed intolerable
to a large part of this population that it should be ruled
by an anachronistic military regime while Japan, only a
decade or so ahead in economic terms, had parliamentary
institutions for over forty years. Even the former socialist
regime in Burma, which for so many decades existed in dismal
isolation from the larger trends dominating Asia, was
buffeted in the past year by pressures to liberalize both
its economy and political system. It is said that
unhappiness with strongman Ne Win began when a senior
Burmese officer went to Singapore for medical treatment and
broke down crying when he saw how far socialist Burma had
been left behind by its ASEAN neighbors.
BUT THE power of the liberal idea would seem much less
impressive if it had not infected the largest and oldest
culture in Asia, China. The simple existence of communist
China created an alternative pole of ideological attraction,
and as such constituted a threat to liberalism. But the past
fifteen years have seen an almost total discrediting of
Marxism-Leninism as an economic system. Beginning with the
famous third plenum of the Tenth Central Committee in 1978,
the Chinese Communist party set about decollectivizing
agriculture for the 800 million Chinese who still lived in
the countryside. The role of the state in agriculture was
reduced to that of a tax collector, while production of
consumer goods was sharply increased in order to give
peasants a taste of the universal homogenous state and
thereby an incentive to work. The reform doubled Chinese
grain Output in only five years, and in the process created
for Deng Xiao-ping a solid political base from which he was
able to extend the reform to other parts of the economy.
Economic statistics do not begin to describe the dynamism,
initiative, and openness evident in China since the reform
began. China could not now be described in any way as a
liberal democracy. At present, no more than 20 percent of
its economy has been marketized. and most importantly it
continues to be ruled by a self-appointed Communist party
which has given no hint of wanting to devolve power. Deng
has made none of Gorbachev's promises regarding
democratization of the political system and there is no
Chinese equivalent of glasnost. The Chinese leadership has
in fact been much more circumspect in criticizing Mao and
Maoism than Gorbachev with respect to Brezhnev and Stalin,
and the regime continues to pay lip service to
Marxism-Leninism as its ideological underpinning. But anyone
familiar with the outlook and behavior of the new
technocratic elite now governing China knows that Marxism
and ideo. logical principle have become virtually irrelevant
as guides to policy, and that bourgeois consumerism has a
real meaning in that country for the first time since the
revolution. The various slowdowns in the pace of reform, the
campaigns against "spiritual pollution" and crackdowns on
political dissent are more properly seen as tactical
adjustments made in the process of managing what is an
extraordinarily difficult political transition. By ducking
the question of political reform while putting the economy
on a new footing, Deng has managed to avoid the breakdown of
authority that has accompanied Gorbachev's perestroika.
Yet the pull of the liberal idea continues to be very
strong as economic power devolves and the economy becomes
more open to the outside world. There are currently Over
20,000 Chinese students studying in the U.S. and other
Western countries, almost all of them the children of the
Chinese elite. It is hard to believe that when they return
home to run the country they will be content for China to be
the only country in Asia unaffected by the larger
democratizing trend. The student demonstrations in Beijing
that broke out first in December 1986 and recurred recently
on the occasion of Hu Yao-bang's death were only the
beginning of what will [End of page 11] inevitably
be mounting pressure for change in the political system as
well.
What is important about China from the standpoint of
world history is not the present state of the reform or even
its future prospects. The central issue is the fact that the
People's Republic of China can no longer act as a beacon for
illiberal forces around the world, whether they be
guerrillas in some Asian jungle or middle class students in
Paris. Maoism, rather than being the pattern for Asia's
future, became an anachronism, and it was the mainland
Chinese who in fact were decisively influenced by the
prosperity and dynamism of their overseas co-ethnics the
ironic ultimate victory of Taiwan.
Important as these changes in China have been,
however, it is developments in the Soviet Union-the original
"homeland of the world proletariat" -that have put the final
nail in the coffin of the Marxist-Leninist alternative to
liberal democracy. It should be clear that in terms of
formal institutions, not much has changed in the four years
since Gorbachev has come to power: free markets and the
cooperative movement represent only a small part of the
Soviet economy, which remains centrally planned; the
political system is still dominated by the Communist party,
which has only begun to democratize internally and to share
power with other groups; the regime continues to assert that
it is seeking only to modernize socialism and that its ideo.
logical basis remains Marxism-Leninism; and, finally,
Gorbachev faces a potentially powerful conservative
opposition that could undo many of the changes that have
taken place to date. Moreover, it is hard to be too sanguine
about the chances for success of Gorbachev's proposed
reforms, either in the sphere of economics or politics. But
my purpose here is not to analyze events in the short-term,
or to make predictions for policy purposes, but to look at
underlying trends in the sphere of ideology and
consciousness. And in that respect, it is clear that an
astounding transformation has occurred.
Emigres from the Soviet Union have been reporting for
at least the last generation now that virtually nobody in
that country truly believed in. Marxism-Leninism any longer,
and that this was nowhere more true than in the Soviet
elite, which continued to mouth Marxist slogans out of sheer
cynicism. The corruption and decadence of the late
Brezhnev-era Soviet state seemed to matter little, however,
for as long as the state itself refused to throw into
question any of the fundamental principles underlying Soviet
society, the system was capable of functioning adequately
out of sheer inertia and could even muster some dynamism in
the realm of foreign and defense policy. Marxism-Leninism
was like a magical incantation which, however absurd and
devoid of meaning, was the only common basis on which the
elite could agree to rule Soviet society.
WHAT HAS happened in the four years since Gorbachev's
coming to power is a revolutionary assault on the most
fundamental institutions and principles of Stalinism, and
their replacement by other principles which do not amount to
liberalism per se but whose only connecting thread is
liberalism. This is most evident in the economic sphere,
where the reform economists around Gorbachev have become
steadily more radical in their support for free markets, to
the point where some like Nikolai Shmelev do not mind being
compared in public to Milton Friedman. There is a virtual
consensus among the currently dominant school of Soviet
economists now that central planning and the command system
of allocation are the root cause of economic inefficiency,
and that if the Soviet system is ever to heal itself, it
must permit free and decentralized decision-making with
respect to investment, labor, and prices. After a couple of
initial years of ideological confusion, these principles
have finally been incorporated into policy with the
promulgation of new laws on enterprise autonomy,
cooperatives, and finally in 1988 on lease arrangements and
family farming. There are, of course, a number of fatal
flaws in the current implementation of the reform, most
notably the absence of a thoroughgoing price [End of
page 12] reform. But the problem is no longer a
conceptual one: Gorbachev and his lieutenants seem to
understand the economic logic of marketization well enough,
but like the leaders of a Third World country facing the
IMF. are afraid of the social consequences of ending
consumer subsidies and other forms of dependence on the
state sector.
In the political sphere, the proposed changes to the
Soviet constitution, legal system, and party rules amount to
much less than the establishment of a liberal state.
Gorbachev has spoken of democratization primarily in the
sphere of internal party affairs, and has shown little
intention of ending the Communist party's monopoly of power,
indeed, the political reform seeks to legitimize and
therefore strengthen the CPSU.s rule. Nonetheless, the
general principles underlying many of the reforms--that the
"people" should be truly responsible for their own affairs,
that higher political bodies should be answerable to lower
ones, and not vice versa, that the rule of law should
prevail over arbitrary police actions, with separation of
powers and an independent judiciary, that there should be
legal protection for property rights, the need for open
discussion of public issues and the right of public dissent,
the empowering of the Soviets as a forum in which the whole
Soviet people can participate, and of a political culture
that is more tolerant and pluralistic-come from a source
fundamentally alien to the USSR's Marxist-Leninist
tradition, even if they are incompletely articulated and
poorly implemented in practice. Gorbachev's repeated
assertions that he is doing no more than trying to restore
the original meaning of Leninism are themselves a kind of
Orwellian doublespeak. Gorbachev and his allies have
consistently maintained that intraparty democracy was
somehow the essence of Leninism, and that the various
liberal practices of open debate, secret ballot elections,
and rule of law were all part of the Leninist heritage,
corrupted only later by Stalin. While almost anyone would
look good compared to Stalin, drawing so sharp a line
between Lenin and his successor is questionable. The essence
of Lenin's democratic centralism was centralism, not
democracy; that is, the absolutely rigid, monolithic, and
disciplined dictatorship of a hierarchically organized
vanguard Communist party, speaking in the name of the demos.
All of Lenin's vicious polemics against Karl Kautsky, Rosa
Luxemburg, and various other Menshevik and social Democratic
rivals, not to mention his contempt for "bourgeois legality"
and freedoms, centered around his profound conviction that a
revolution could not be successfully made by a
democratically run organization. Gorbachev's claim that he
is seeking to return to the true Lenin is perfectly easy to
understand: having f0stered a thorough denunciation of
Stalinism and Brezhnevism as the root of the USSR's present
predicament, he needs some point in Soviet history on which
to anchor the legitimacy of the CPSU'S continued rule. But
Gorbachev's tactical requirements should not blind us to the
fact that the democratizing and decentralizing principles
which he has enunciated in both the economic and political
spheres are highly subversive of some of the most
fundamental precepts of both Marxism and Leninism. Indeed,
if the bulk of the present economic reform proposals were
put into effect, it is hard to know how the Soviet economy
would be more socialist than those of other Western
countries with large public sectors.
The Soviet Union could in no way be described as a
liberal or democratic country now, nor do I think that it is
terribly likely that perestroika will succeed such that the
label will be thinkable any time in the near future. But at
the end of history it is not necessary that all societies
become successful liberal societies, merely that they end
their ideological pretensions of representing different and
higher forms of human society. And in this respect I believe
that something very important has happened in the Soviet
Union in the past few years: the criticisms of the Soviet
[End of page 13] system sanctioned by Gorbachev have
been so thorough and devastating that there is very little
chance of going back to either Stalinism or Brezhnevism in
any simple way. Gorbachev has finally permitted people to
say what they had privately understood for many years,
namely, that the magical incantations of Marxism-Leninism
were nonsense, that Soviet socialism was not superior to the
West in any respect but was in fact a monumental failure.
The conservative opposition in the USSR, consisting both of
simple workers afraid of unemployment and inflation and of
party officials fearful of losing their jobs and privileges,
is outspoken and may be strong enough to force Gorbachev's
ouster in the next few years. But what both groups desire is
tradition, order, and authority; they manifest no deep
commitment to Marxism-Leninism, except insofar as they have
invested much of their own lives in it. For authority to be
restored in the Soviet Union after Gorbachev's demolition
work, it must be on the basis of some new and vigorous
ideology which has not yet appeared on the horizon.
IF WE ADMIT for the moment that the fascist and
communist challenges to liberalism are dead, are there any
other ideological competitors left? Or put another way, are
there contradictions in liberal society beyond that of class
that are not resolvable? Two possibilities suggest
themselves, those of religion and nationalism.
The rise of religious fundamentalism in recent years
within the Christian, Jewish, and Muslim traditions has been
widely noted. One is inclined to say that the revival of
religion in some way attests to a broad unhappiness with the
impersonality and spiritual vacuity of liberal consumerist
societies. Yet while the emptiness at the core of liberalism
is most certainly a defect in the ideology-indeed, a flaw
that one does not need the perspective of religion to
recognize--it is not at all clear that it is remediable
through politics. Modern liberalism itself was historically
a consequence of the weakness of religiously-based societies
which, failing to agree on the nature of the good life,
could not provide even the minimal preconditions of peace
and stability. In the contemporary world only Islam has
offered a theocratic state as a political alternative to
both liberalism and communism. But the doctrine has little
appeal for non-Muslims, and it is hard to believe that the
movement will take on any universal significance. Other less
organized religious impulses have been successfully
satisfied within the sphere of personal life that is
permitted in liberal societies.
The other major "contradiction" potentially
unresolvable by liberalism is the one posed by nationalism
and other forms of racial and ethnic consciousness. It is
certainly true that a very large degree of conflict since
the Battle of Jena has had its roots in nationalism. Two
cataclysmic world wars in this century have been spawned by
the nationalism of the developed world in various guises,
and if those passions have been muted to a certain extent in
postwar Europe, they are still extremely powerful in the
Third World. Nationalism has been a threat to liberalism
historically in Germany, and continues to be one in isolated
parts of "post-historical" Europe like Northern Ireland.
But it is not clear that nationalism represents an
irreconcilable contradiction in the heart of liberalism. In
the first place, nationalism is not one single phenomenon
but several, ranging from mild cultural nostalgia to the
highly organized and elaborately articulated doctrine of
National Socialism. Only systematic nationalisms of the
latter sort can qualify as a formal ideology on the level of
liberalism or communism. The vast majority [End of page
14] of the world's nationalist movements do not have a
political program beyond the negative desire of independence
from some other group or people, and do not offer anything
like a comprehensive agenda for socio-economic organization.
As such, they are compatible with doctrines and ideologies
that do offer such agendas. While they may constitute a
source of conflict for liberal societies, this conflict does
not arise from liberalism itself so much as from the fact
that the liberalism in question is incomplete. Certainly a
great deal of the world's ethnic and nationalist tension can
be explained in terms of peoples who are forced to live in
unrepresentative political systems that they have not
chosen.
While it is impossible to rule out the sudden
appearance of new ideologies or previously unrecognized
contradictions in liberal societies, then, the present world
seems to confirm that the fundamental principles of
socio-political organization have not advanced terribly far
since 1806. Many of the wars and revolutions fought since
that time have been undertaken in the name of ideologies
which claimed to be more advanced than liberalism, but whose
pretensions were ultimately unmasked by history. In the
meantime, they have helped to spread the universal
homogenous state to the point where it could have a
significant effect on the overall character of international
relations.
IV.
WHAT ARE the implications of the end of history for
international relations? Clearly, the vast bulk of the Third
World remains very much mired in history, and will be a
terrain of conflict for many years to come. But let us focus
for the time being on the larger and more developed states
of the world who after all account for the greater pan of
world politics. Russia and China are not likely to join the
developed nations of the West as liberal societies any time
in the foreseeable future, but suppose for a moment that
Marxism-Leninism ceases to be a factor driving the foreign
policies of these states--a prospect which, if not yet here,
the last few years have made a real possibility. How will
the overall characteristics of a de-ideologized world differ
from those of the one with which we are familiar at such a
hypothetical juncture?
The most common answer is--not very much. For there is
a very widespread belief among many observers of
international relations that underneath the skin of ideology
is a hard core of great power national interest that
guarantees a fairly high level of competition and conflict
between nations. Indeed, according to one academically
popular school of international relations theory, conflict
inheres in the international system as such, and to
understand the prospects for conflict one must look at the
shape of the system-for example, whether it is bipolar or
multipolar rather than at the specific character of the
nations and regimes that constitute it. This school in
effect applies a Hobbesian view of politics to international
relations, and assumes that aggression and insecurity are
universal characteristics of human societies rather than the
product of specific historical circumstances.
Believers in this line of thought take the relations
that existed between the participants in the classical
nineteenth century European balance of power as a model for
what a deideologized contemporary world would look like.
Charles Krauthammer, for example, recently explained that if
as a result of Gorbachev's reforms the USSR is shorn of
Marxist-Leninist ideology, its behavior will revert to that
of nineteenth century imperial Russia. While he finds this
more reassuring than the threat posed by a communist Russia,
he implies that there will still be a substantial degree of
competition and conflict in the international system, just
as there was say between Russia and Britain or Wilhelmine
Germany in the last century. This is, of course, a
convenient point of view for people who want to admit that
something major is [End of page 15] changing in the
Soviet Union, but do not want to accept responsibility for
recommending the radical policy redirection implicit in such
a view. But is it true?
In fact, the notion that ideology is a superstructure
imposed on a substratum of permanent great power interest is
a highly questionable proposition. For the way in which any
state defines its national interest is not universal but
rests on some kind of prior ideo. logical basis, just as we
saw that economic behavior is determined by a prior state of
consciousness. In this century, states have adopted highly
articulated doctrines with explicit foreign policy agendas
legitimizing expansionism, like Marxism-Leninism or National
Socialism.
THE EXPANSIONIST and competitive behavior of
nineteenth-century European states rested on no less ideal a
basis; it just so happened that the ideology driving it was
less explicit than the doctrines of the twentieth century.
For one thing, most "liberal" European societies were
illiberal insofar as they believed in the legitimacy of
imperialism, that is, the right of one nation to rule over
other nations without regard for the wishes of the ruled.
The justifications for imperialism varied from nation to
nation, from a crude belief in the legitimacy of force,
particularly when applied to non-Europeans, to the White
Man's Burden and Europe's Christianizing mission, to the
desire to give people of color access to the culture of
Rabelais and Moliere. But whatever the particular
ideological basis, every "developed" country believed in the
acceptability of higher civilizations ruling lower
ones-including, incidentally, the United States with regard
to the Philippines. This led to a drive for pure territorial
aggrandizement in the latter half of the century and played
no small role in causing the Great War.
The radical and deformed outgrowth of
nineteenth-century imperialism was German fascism, an
ideology which justified Germany's right not only to rule
over non-European peoples, but over all non-German ones. But
in retrospect it seems that Hitler represented a diseased
bypath in the general course of European development, and
since his fiery defeat, the legitimacy of any kind of
territorial aggrandizement has been thoroughly discredited.
Since the Second World War, European nationalism has been
defanged and shorn of any real relevance to foreign policy,
with the consequence that the nineteenth-century model of
great power behavior has become a serious anachronism. The
most extreme form of nationalism that any Western European
state has mustered since 1945 has been Gaullism, whose
self-assertion has been confined largely to the realm of
nuisance politics and culture. International life for the
part of the world that has reached the end of history is far
more preoccupied with economics than with politics or
strategy.
The developed states of the West do maintain defense
establishments and in the post. war period have competed
vigorously for influence to meet a worldwide communist
threat. This behavior has been driven, however, by an
external threat from states that possess overtly
expansionist ideologies, and would not exist in their
absence. To take the "neo-realist" theory seriously, one
would have to believe that "natural" competitive behavior
would reassert itself among the OECD states were Russia and
China to disappear from the face of the earth. That is, West
Germany and France would arm themselves against each other
as they did in the 1930s, Australia and New Zealand would
send military advisers to block each others' advances in
Africa, and the U.S.-Canadian border would become fortified.
Such a prospect is, of course, ludicrous: minus
Marxist-Leninist ideology, we are far more likely to see the
"Common Marketization" of world politics than the
disintegration of the EEC into nineteenth-century
competitiveness. [End of page 16]
Indeed, as our experience in dealing with Europe on
matters such as terrorism or Libya prove, they are much
further gone than we down the road that denies the
legitimacy of the use of force in international politics,
even in self-defense.
The automatic assumption that Russia shorn of its
expansionist communist ideology should pick up where the
czars left off just prior to the Bolshevik Revolution is
therefore a curious one. It assumes that the evolution of
human consciousness has stood still in the meantime, and
that the Soviets, while picking up currently fashionable
ideas in the realm of economics, will return to foreign
policy views a century out of date in the rest of Europe.
This is certainly not what happened to China after it began
its reform process. Chinese competitiveness and expansionism
on the world scene have virtually disappeared: Beijing no
longer sponsors Maoist insurgencies or tries to cultivate
influence in distant African countries as it did in the
1960s This is not to say that there are not troublesome
aspects to contemporary Chinese foreign policy, such as the
reckless sale of ballistic missile technology in the Middle
East; and the PRC continues to manifest traditional great
power behavior in its sponsorship of the Khmer Rouge against
Vietnam. But the former is explained by commercial motives
and the latter is a vestige of earlier ideologically-based
rivalries. The new China far more resembles Gaullist France
than pre-World War I Germany.
The real question for the future, however, is the
degree to which Soviet elites have assimilated the
consciousness of the universal homogenous state that is
post-Hitler Europe. From their writings and from my own
personal contacts with them, there is no question in my mind
that the liberal Soviet intelligentsia rallying around
Gorbachev has arrived at the end-of-history view in a
remarkably short time, due in no small measure to the
contacts they have had since the Brezhnev era with the
larger European civilization around them. "New political
thinking. " the general rubric for their views, describes a
world dominated by economic concerns, in which there are no
ideological grounds for major conflict between nations, and
in which, consequently, the use of military force becomes
less legitimate. As Foreign Minister Shevardnadze put it in
mid-1988:
The struggle between two opposing systems is no longer
a determining, tendency of the present day era. At the
modern stage, the ability to build up material wealth at an
accelerated rate on the basis of front-ranking, science and
high-level techniques and technology, and to distribute it
fairly, and through joint efforts to restore and protect the
resources necessary for mankind's survival acquires decisive
importance.
The post-historical consciousness represented by "new
thinking" is only one possible future for the Soviet Union,
however. There has always been a very strong current of
great Russian chauvinism in the Soviet Union, which has
found freer expression since the advent of glasnost. It may
be possible to return to traditional Marxism-Leninism for a
while as a simple rallying point for those who want to
restore the authority that Gorbachev has dissipated. But as
in Poland, Marxism-Leninism is dead as a mobilizing
ideology: under its banner people cannot be made to work
harder, and its adherents have lost confidence in
themselves. Unlike the propagators of traditional
Marxism-Leninism, however, ultranationalists in the USSR
believe in their Slavophile cause passionately, and one gets
the sense that the fascist alternative is not one that has
played itself out entirely there.
The Soviet Union, then, is at a fork in the road: it
can start down the path that was staked out by Western
Europe forty-five years ago, a path that most of Asia has
followed, or it can realize its own uniqueness and remain
stuck in history. The choice it makes will be highly
important for us, given the Soviet [End of page 17]
Union's size and military strength, for that power win
continue to preoccupy us and slow our realization that we
have already emerged on the other side of history.
V.
THE PASSING of Marxism-Leninism first from China and
then from the Soviet Union win mean its death as a living
ideology of world historical significance. For while there
may be some isolated true believers left in places like
Managua, Pyongyang, or Cambridge, Massachusetts, the fact
that there is not a single large state in which it is a
going concern undermines completely its pretensions to being
in the vanguard of human history. And the death of this
ideology means the growing "Common Marketization" of
international relations, and the diminution of the
likelihood of large-scale conflict between states.
This does not by any means imply the end of
international conflict per se for the world at that point
would be divided between a part that was historical and a
part that was post-historical. Conflict between states still
in history, and between those states and those at the end of
history, would still be possible. There would still be a
high and perhaps rising level of ethnic and nationalist
violence, since those are impulses incompletely played out,
even in parts of the post-historical world. Palestinians and
Kurds, Sikhs and Tamils, Irish Catholics and Walloons,
Armenians and Azeris, win continue to have their unresolved
grievances. This implies that terrorism and wars of national
liberation win continue to be an important item on the
international agenda. But large-scale conflict must involve
large states still caught in the grip of history, and they
are what appear to be passing from the scene.
The end of history win be a very sad time. The
struggle for recognition, the willingness to risk one's life
for a purely abstract goal, the worldwide ideological
struggle that called forth daring, courage, imagination, and
idealism, win be replaced by economic calculation, the
endless solving of technical problems, environmental
concerns, and the satisfaction of sophisticated consumer
demands. In the post-historical period there will be neither
art nor philosophy, just the perpetual caretaking of the
museum of human history. I can feel in myself, and see in
others around me, a powerful nostalgia for the time when
history existed. Such nostalgia, in fact, win continue to
fuel competition and conflict even in the post-historical
world for some time to come. Even though I recognize its
inevitability, I have the most ambivalent feelings for the
civilization that has been created in Europe since 1945,
with its north Atlantic and Asian offshoots. Perhaps this
very prospect of centuries of boredom at the end of history
win serve to get history started once again.
Francis Fukuyama is deputy director of the State
Department's policy planning staff and former analyst at the
RAND Corporation. This article is based on a lecture
presented at the University of Chicago's John M. Olin Center
for Inquiry Into the Theory and Practice of Democracy. The
author would like to pay special thanks to the Olin Center
and to Nathan Tarcov and Allan Bloom for their support in
this and many earlier endeavor. The opinions expressed in
this article do not reflect those of the RAND Corporation or
of any agency of the U.S. government.
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